Using barcodes to raise productivity and lower costs in Records Management processes

by Frank 6. August 2014 06:00

Did you know that in the spring of 1969 the first true bar code systems were installed? One went into a General Motors plant in Pontiac, Michigan, where it was used to monitor the production and distribution of automobile axle units. The other went into a distribution facility run by General Trading Company in Carlsbad, New Jersey, to help direct shipments to the proper loading-bay doors.

Did you also know that the very first product to be sold with a barcode and scanner was a single packet of chewing gum at a Marsh supermarket in Troy, Ohio on June 26, 1974?

Both these interesting facts came from an excellent article on the history of barcodes by Tony Seideman. Please see this link.

The overall advantages and benefits of barcodes are well known; speed, accuracy, ease of implementation and cost-effectiveness.

In a nutshell, barcodes are cheap to produce, easy to implement and easy to read. They are infinitely better than a human keying in information. Barcodes are reliable and they just work.

Modern supermarkets simply couldn’t function without barcodes on products and barcode readers at checkouts.

Most well-run records management facilities also use barcodes to great advantage to track file-folders and boxes, run audits and speed up the entering of information. Most offsite records storage facilities use barcodes to track boxes on shelves. It is what we call a “no brainer.”

However, despite the obvious benefits, especially the cost benefits, many organizations today still manage physical assets bereft of barcodes. You may well ask “why?” and so do I. Given the low cost of both barcodes and barcode readers and the well-proven technology, I honestly can’t think of any reason for not using barcoding technology to manage physical assets like file-folders and archive boxes. It just doesn’t make any sense whatever to me. It is analogous to running ten miles to deliver a message rather than just phoning or texting. How many messages a day can you deliver by running and how many can you deliver a day by phoning or texting?

Why ask staff to write down file-folder numbers or enter them on a keyboard when you can ‘wand’ or 'scan' them much more accurately and infinitely faster using a barcode reader? Why put up with processing 20 file movements a day by hand when you can easily process 200 a day using a barcode reader?

If you have 30 file-folders on your desk that you have to process why would you do it manually by keying in each file number (and making mistakes) over 30 minutes when you could process the same number of file-folders in 30 seconds using a fixed barcode reader (and not making any keying mistakes)?

When you have 500 file-folders to add to archive boxes provided by your offsite storage provider why would you take hours to do it laboriously with lists and the keyboard when you could do it in minutes using a barcode reader? Simply use your portable barcode reader to read the box barcode then read each file-folder barcode number as you add it to the box and then read the box number again when finished to complete the transaction. What could be faster or simpler?

So, what do you need to convert your slow and error-prone manual-entry records management processes to fast and accurate barcode-enabled processes?

1.       A records management software package that supports barcodes (I don’t know of any modern RM system that doesn’t)

2.       *A supply of pre-printed barcodes (or you can print them out of your records management software package)

3.       Some fixed or wedge barcode readers (expect to pay $150 to $250 each)

4.       One or more portable barcode readers (expect to pay $1,000 to $2,000 including cables, battery chargers, etc.)

*A word on barcode labels. It pays to make them as durable as possible. This usually means laminating them as un-laminated barcodes produced on a laser printer tend to have a short life expectancy. The easiest way to obtain high quality, laminated barcode labels is to order them from a specialist print house. This way you can specify exactly what you need in terms of format and size and be assured of a long life and reliability. Nothing frustrates more than a worn barcode that doesn’t read properly.

Of course someone has to stick the barcode label on the file-folders and then tell the computer system (i.e., file-folder number AB/2003/00067 is now barcode number 1000049). You have a choice of how to do this. If you don’t have too many file-folders you can bite the bullet and add them all as a special project. Or, you can decide just to add them to every new file-folder created and to add barcodes to existing file-folders when they cross your desk. It is your decision based on volume and resources. However, you need to invest the effort to reap the benefits.

Then if you really want to benefit you will assign a different class of barcode to ‘locations’. That is, offices, shelves, rooms, etc., and even people. This is so you can do an audit on a regular basis using your portable barcode reader. Wouldn’t it be nice to know where everything is and even, where some things aren’t?

Finally, assign yet another set of barcodes to your archive boxes so it is as easy and as fast as possible to move file-folders into and out of archive boxes.

The above describes just the simplest application of barcodes but even so, the benefits and cost savings are significant. The more creative of you will comes up with many more ways to make barcodes pay big dividends. We have one customer for example, that automatically allocates barcodes to emails in Outlook to make them easier to monitor and track both electronically and physically. See this link:

Barcodes are simple to use, low cost and well-proven, ‘risk-free’ technology. The effective use of barcodes and barcode readers can remove drudgery, lower costs and massively improve productivity.

If you aren’t using barcodes your boss should be asking you “why not?”

Document Imaging, Forms Processing & Workflow – A Guide

by Frank 28. July 2014 06:00

Document imaging (scanning) has been a part of most business processing since the early 1980s. We for example, produced our first document imaging enabled version of RecFind in 1987. So it isn’t new technology and it is now low risk, tried and proven technology.

Even in this age of electronic documents most of us still receive and have to read, analyse and process mountains of paper.

I don’t know of any organization that doesn’t use some form of document imaging to help process paper documents. Conversely, I know of very few organizations that take full advantage of document imaging to gain maximum value from document imaging.

For example, just scanning a document as a TIFF file and then storing it on a hard drive somewhere is almost a waste of time. Sure, you can then get rid of the original paper (but most don’t) but you have added very little value to your business.

Similarly, capturing a paper document without contextual information (Metadata) is not smart because you have the document but none of the important transactional information. Even converting a TIFF document to a PDF isn’t smart unless you first OCR (Optical Character Recognition) it to release the important text ‘hidden’ in the TIFF file.

I would go even further and say that if you are not taking the opportunity to ‘read’ and ‘capture’ key information from the scanned document during the scanning process (Forms Processing) then you aren’t adding anywhere near as much value as you could.

And finally, if you aren’t automatically initiating workflow as the document is stored in your database then you are criminally missing an opportunity to automate and speed up your internal business processes.

To give it a rating scale, just scanning and storing TIFF files is a 2 out of 10. If this is your score you should be ashamed to be taking a pay packet. If you are scanning, capturing contextual data, OCRing, Forms Processing, storing as a text-searchable PDF and initiating workflow then you get a 10 out of 10 and you should be asking your boss for a substantial raise and a promotion.

How do you rate on a scale of 0 to 10? How satisfied is your boss with your work? Are you in line for a raise and a promotion?

Back in the 1980s the technology was high-risk, expensive and proprietary and few organizations could afford the substantial investment required to scan and process information with workflow.

Today the technology is low cost and ubiquitous. There is no excuse for not taking full advantage of document imaging functionality.

So, where do you start?

As always, you should begin with a paper-flow analysis. Someone needs to do an inventory of all the paper you receive and produce and then document the business processes it becomes part of.

For every piece of paper you produce you should be asking “why?” Why are you producing paper when you could be producing an electronic document or an electronic form?

In addition, why are you producing multiple copies? Why are you filing multiple copies? What do your staff actually do with the paper? What happens to the paper when it has been processed? Why is it sitting in boxes in expensive off-site storage? Why are you paying to rent space for that paper month after month after month? Is there anything stored there that could cause you pain in any future legal action?

And most importantly, what paper can you dispose of?

For the paper you receive you need to work out what is essential and what can be discarded. You should also talk to your customers, partners and suppliers and investigate if paper can be replaced by electronic documents or electronic forms. Weed out the non-essential and replace whatever you can with electronic documents and electronic forms. For example, provide your customers, partners and suppliers with Adobe electronic forms to complete, sign and return or provide electronic forms on your website for them to complete and submit.

Paper is the enemy, don’t let it win!

Once you have culled all the paper you can, you then need to work out how to process the remaining paper in the most efficient and effective manner possible and that always ends up as a Business Process Management (BPM) exercise. The objectives are speed, accuracy, productivity and automation.

Don’t do anything manually if you can possibly automate it. This isn’t 30 years ago when staff were relatively cheap and computers were very expensive. This is now when staff are very expensive and computers are very cheap (or should I say low-cost?).

If you have to process paper the only time it should be handled is when it is taken from the envelope and fed into a document scanner. After that, everything should be automated and electronic. Yes, your records management department will dutifully want to file paper in file folders and archive boxes but even that may not be necessary.  Don’t accept the mystical term ‘compliance’ as a reason for storing paper until you really do understand the compliance legislation that applies to your business. In most cases, electronic copies, given certain safeguards, are acceptable.

I am willing to bet that your records manager will be operating off a retention schedule that is old, out-of-date, modified from another schedule, copied, modified again and ‘made-to-fit’ your needs. It won’t be his/her fault because I can probably guarantee that no budget was allocated to update the retention schedule on an ongoing basis. I am also willing to bet that no one has a copy of all of the current compliance rules that apply to your business.

In my experience, ninety-percent plus of the retention schedules in use are old, out-of-date and inappropriate for the business processes they are being applied to. Most are also way too complicated and crying out for simplification. Bad retention schedules (and bad retention practices – are you really destroying everything as soon as you are allowed?) are the main reason you are wasting thousands or millions of dollars a year on redundant offsite storage.

Do your research and save a fortune! Yes, records are very important and do deserve your attention because if they don’t get your attention you will waste a lot of money and sooner or later you will be penalised for holding information you could have legally destroyed a long time ago. A good records practice is an essential part of any corporate risk management regime. Ignore this advice at your peril.

Obviously, processing records efficiently requires software. You need a software package that can:

  1. Scan, OCR and Forms Process paper documents.
  2. Capture and store scanned images and associated Metadata plus any other kind of electronic document.
  3. Define and execute workflow.
  4. Provide search and inquiry capabilities
  5. Provide reporting capabilities.
  6. Audit all transactions.

The above is obviously a ‘short-list’ of the functionality required but you get the idea. There must be at least several hundred proven software packages in the world that have the functionality required. Look under the categories of:

  1. Enterprise Content Management (ECM, ECMS)
  2. Records Management (RM, RMS)
  3. Records and Document Management
  4. Document Management (DM, DMS)
  5. Electronic Document and Records Management (EDRMS)
  6. Business Process Management (BPM)

You need to define your business processing requirements beginning with the paper flow analysis mentioned earlier. Then convert your business processing requirements into workflows in your software package. Design any electronic forms required and where possible, re-design input paper forms to facilitate forms processing. Draw up procedures, train your staff and then test and go live.

The above paragraph is obviously a little short on detail but I am not writing a “how-to” textbook, just a simple guide. If you don’t have the necessary expertise then hire a suitably qualified and experienced consultant (someone who has done it before many times) and get productive.

Or, you can just put it off again and hope that you don’t get caught.

 

Are you still struggling with physical records management, with paper?

by Frank 16. July 2014 00:01

 

Are you still struggling with physical records management, with paper?

We produced our first computerised records management system in 1984 (when our company was called GMB) and it was called DocFind. It was marketed by the Burroughs Corporation initially to about 100 clients and then we stared marketing DocFind direct and sold it to about another 2,000 clients.

Every one of those clients wanted DocFind just to manage physical records, paper, file folders and archive boxes. There was little or no demand for document imaging and workflow and the term electronic document management had yet to be invented. Office automation was in its infancy. We for example, wrote our letters on an Apple IIe using a word processor called WordStar running under CP/M.

In 1986 we released RecFind, a major remake of the DocFind product. This product was initially marketed by ourselves and NEC and it too focussed just on managing physical records.

However, even in 1986 we knew we had a bigger job to do with the general acceptance of document scanners and workflow so we added imaging and workflow to our product and starting trying to convince our customers and prospective customers to reduce the size of their paper mountain and even to start planning for a ‘Paperless Office’.

In the late 1980s and early 1990s I delivered numerous papers extolling the value of the paperless office and worked hard to convince my customers to make the move to Electronic Document and Records Management (EDRMS).

In the mid-1990s the industry discovered ‘Knowledge Management’ (KMS) and industry consultants lost interest in EDRMS and instead heavily promoted the virtues and benefits of KMS, whatever it was. Maybe this was the time organizations lost interest in eradicating paper as senior IT staff and consultants moved on to more interesting projects like KMS.

In 1995 I delivered my first paper on a totally integrated information management system or what I called at the time the ‘It Does Everything Application’ (IDEA). In 1995 I truly thought the age of physical records management was almost over and that the western world at least would move to fully-automated, paperless processes.

How wrong I was 19 years ago.

Today, despite the advanced functionality of our RecFind 6 Product Suite, almost all of my customers still manage physical records with RecFind 6. At least half of the inquiries that come in via our website are for systems to manage physical records.

There is more paper in the world today than there has ever been and organizations all over the world still struggle with managing paper, vast amounts of paper.

Luckily for us, we never succumbed to the temptation to remove the paper handling features from our products. Instead, we added to them with each subsequent release and redesign/rewrite of RecFind. We had to provide upwards compatibility for our clients as they still managed mountains of paper both onsite and offsite.

Being a little older and wiser now I am never again going to predict the paperless office. I will provide advanced physical records management functionality for my clients as long as they require it.

I haven’t given up the fight but my job is to address the real needs of my customers and they tell me and keep telling me that they need to manager paper, mainly file folders full of paper and archive boxes full of file folders. They need to manage paper onsite in shelving and offsite in warehouses with millions of boxes and we do it all.

We manage paper from creation to destruction and throughout the whole lifecycle. We apply retention schedules and classification systems and we track anything and everything with barcodes and barcode readers. We have enhanced our products to cater for every need and we are now probably responsible for millions of tonnes of paper all over the world.

I still hope for a paperless world but I very much doubt that I am going to see it in my lifetime.

So, if you are still struggling with how to best manage all your physical records please don’t despair, you are most certainly not alone! 

  

Why product training is so important

by Frank 23. June 2013 06:00

I run a company called the Knowledgeone Corporation that produces a software application called RecFind 6 that is used to provide records management, document management, workflow, document imaging, email management and general business process management functionality. Every installation is different because we configure RecFind 6 to the exact requirements of each customer. All installations include some form of business process management and many include a reasonable degree of complexity, especially, when integrating to other systems.

We are always proposing to new and existing customers and negotiating contracts and the one item in the pricing summary that is always under attack is training. As well as questioning the need for face to face training, many customers also try to reduce the cost by just training a core group that will then train the rest of the staff who will use the new system.

I try to explain that effective and complete training is fundamental to the success of the project; that training isn’t a cost, it is an investment in success. I rarely win.

I also try to convince my customers of the importance of ongoing training for new releases and new employees but I am rarely successful.

I try to explain that cutting costs on training is a sure fire way to ensure that the project will never be as successful as it could be. I rarely win this argument either.

And finally, I always recommend that an IT person attends the training course because his/her services will be need by the application administrator throughout the year. This rarely happens.

Yet, time after time and in example after example, projects (not just ours) are significantly less successful than they should be because someone in management decided to cut costs by skimping on training; by not training operational staff in how to use the product in the most cost effectively and productive way possible.

If you skimp on training you are almost certainly dooming your project to failure.

Lack of knowledge on how to best use a product is an insidious cancer. The project may begin with a big bang and lots of congratulations but deep within your organization the cancer has already started to grow. “I don’t like this product.” “This product is too hard to use.” “I can’t find anything with this product.” “My staff don’t understand this product.”

By year two, many people and departments simply don’t use the product any more. By year three there is a concerted push to find a replacement for this product that “is too hard to use. No one understands it.” The replacement project manager or application owner, who hasn’t been trained, is unable to address the complaints and soon also decides that the problem is with the product. It would be a bad career move to decide anything else.

In year four the organization begins looking for a replacement product. In year five, at great expense they select a replacement product and then lower costs by skimping on training. The cycle starts again.

If you skimp on training and re-training your project is doomed to failure.

How many expensive failures does it take before we learn the lesson?

Training is an investment in productivity, not a cost.

Records Management in the 21st century; you have computers now, do it differently

by Frank 1. June 2013 06:32

I own and run a computer software company called the Knowledgeone Corporation and we have specialised in what is now known as enterprise content management software since 1984 when we released our first product DocFind. We are now into the 8th iteration of our core and iconic product RecFind and have sold and installed thousands of RecFind sites where we manage corporate records and electronic documents.

I have personally worked with hundreds of customers to ensure that we understand and meet their requirements and I have also designed and specified every product we have delivered over the last 29 years so while I have never been a practicing records manager, I do know a great deal about records and document management and the vagaries of the practise all around the world.

My major lament is that many records managers today still want to run their ‘business’ in exactly the same way it was run 30 or 50 or even a hundred years ago. That is, as a physical model even when using computers and automated solutions like our product RecFind 6. This means we still see overly complicated classification systems and overcomplicated file numbering systems and overcomplicated manual processes for the capture and classification of paper, document images, electronic documents and emails.

It is a mindset that is locked in the past and can’t see beyond the confines of the file room.

I also still meet records managers that believe each and every employee has a responsibility to ‘become’ a junior records manager and both fully comprehend and religiously follow all of the old-fashioned and hopelessly overcomplicated and time-consuming processes laid out for the orderly capture of corporate documents.

I have news for all those locked-in-the-past records managers. Your approach hasn’t worked in the last 30 years and it certainly will not work in the future.

Smart people don’t buy sophisticated computer hardware and application software and then try to replicate the physical model for little or no benefit. Smart people look at what a computer system can do as opposed to 20,000 linear feet of filing shelves or 40 Compactuses and 30 boxes of filing cards and immediately realize that they have the power to do everything differently, faster, most efficiently and infinitely smarter.  They also realize that there is no need to overburden already busy end users by a forcing them to become very bad and very inconsistent junior records managers. End users are not hired to be records managers they are hired to be engineers, sales people, accountants, PAs, etc., and most already have 8 hours of work a day without you imposing more on them.

There is always a better way and the best way is to roll out a records and document and email management system that does not require your end users to become very bad and inconsistent junior records managers. This way it may even have a chance of actually working.

Please throw that old physical model away. It has never worked well when applied to computerised records, document and email management and it never will. Remember that famous adage, “The definition of insanity is to keep doing the same thing and to expect the results to be different”?

I guarantee two things:

1.     Your software vendor’s consultant is more than happy to offer advice and guidance; and

2.     He/she has probably worked in significantly more records management environments than you have and has a much broader range of experience than you do.

It doesn’t hurt to ask for advice and it doesn’t hurt to listen.

A lifetime of maintenance and support?

by Frank 31. March 2013 06:00

I run a software company manufacturing enterprise content management products that has been offering maintenance on its products for nearly 30 years and that has never failed to produce at least one major update per year during that time. We have also always offered multiple year options for our software maintenance. We call it the ASU, Automatic Software Upgrade. We currently offer 1, 2, 3, 4 and 5 year terms; the longer the term, the lower the cost per year.

I got the idea for a new software maintenance offering from Garmin, the satellite navigation company. Essentially, I bought a Garmin because the manufacturer of a car I bought in 2008 stopped issuing updates to its integrated satellite navigation system and it is now pretty useless as it doesn’t know about all the new and changed road systems.

An attraction of the Garmin was that they offered a ‘lifetime’ supply of updated maps for a single fee that I could download up to four times a year. The end result is that my Garmin is always up to date with all new and changed roads and is one hundred-percent useful while the satellite navigation system in my car is now useless because it is so out of date.

As well as the advantage of always being up to date the Garmin deal was great because it was a single transaction; I don’t have to worry about renewing it every year and I don’t have to worry about future cost increases.

I thought why not offer a similar deal to RecFind 6 customers? They too have to keep up to date and they too don’t want to worry about having to budget and renew the ASU every year and future cost increases.

In our case we chose to re-name the five year ASU option to the ‘Lifetime’ option. If you choose the Lifetime option you automatically receive all updates for as long as you use RecFind 6 and you also receive free support via email and our web form for as long as you use RecFind 6.

The fee is one-time and the price is therefore fixed for life. You no longer have to worry about budgeting and contracting for renewals every year and your RecFind 6 software will continue to be relevant, fully supported and improved with new and enhanced functionality.

If at any time in the future a customer purchases new software from us or additional licences they can be added to its Lifetime ASU for a single one-time fee.

Frank’s perspective:

For the record, I buy a lot of software for our development team and none offer lifetime maintenance; all only offer annual maintenance and it is very expensive (up to 25% of the value of the software) and the price seems to go up every year. If I could convince my software vendors to offer a lifetime deal I would jump at the offer.”

Frank McKenna | Knowledgeone Corporation
CEO & Sales & Marketing Director
f.mckenna@knowledgeonecorp.com

Why aren’t more software vendors offering this same maintenance option?

Are you still losing information in your shared drives?

by Frank 18. November 2012 06:00

Organizations both large and small, government and private have been accumulating electronic documents in shared drives since time immemorial (or at least since the early 1980’s when networked computers and file servers became part of the business world). Some organizations still have those early documents, “just in case”.

Every organization has some form of shared drives whether or not they have an effective and all-encompassing document management system in place (and very few organizations even come close to meeting this level of organization).

All have megabytes (1 million bytes or characters, 106=ten to the power of 6) of information stored in shared drives, the vast majority has gigabytes (109), many now have terabytes (1012) and the worst have petabytes (1015).

As all the IT consultants are now fixated on “Big Data” and how to solve the rapidly growing problem it won’t be long before we are into really big numbers like exabytes (1018), zettabytes (1021) and finally when civilization collapses under the weight, yottabytes. For the record, a yottabyte is 1024 or one quadrillion gigabytes or to keep it simple, one septillion bytes. And believe me the problem is real because data breeds faster than rabbits and mice.

Most of this electronic information is unstructured (e.g., Word and text files of various kinds) and most of it is unclassified (other than maybe being in named folders or sub-folders or sub-sub-folders). None of it is easily searchable in a normal lifetime and there are multiple copies and versions some of which will lead to legal and compliance nightmares.

The idea of assigning retention schedules to these documents is laughable and in general everyone knows about the problem but no one wants to solve it. Or, more precisely, no one wants to spend the time and money required to solve this problem. It is analogous to the billions of dollars being wasted each year by companies storing useless old paper records in dusty offsite storage locations; no one wants to step up and solve the problem. It is a race to see which will destroy civilization first, electronic or paper records.

When people can’t find a document they create a new one. No one knows which is the latest version and no one wants to clean up the store in case they accidentally delete something they will need in a month or a year (or two or three). Employees often spend far more (frustrating) time searching for a document to use as a template or premise than it would take to create a new one from scratch.

No one knows what is readable (WordStar anyone?) and no one knows what is relevant and no one knows what should be kept and what should be destroyed. Many of the documents have become corrupted over time but no one is aware of this.

Some organizations have folders and sub folders defined in their shared drives which may have at one time roughly related to the type of documents being stored within them. Over time, different people had different ideas about how the shared drives and folders should be organized and they have probably been changed and renamed and reorganized multiple times.  Employees however, didn’t always follow the rules so there are miss-filings, dangerous copies and orphans everywhere.

IT thinks it is an end user problem and end users think it is an IT problem.

The real problem is that most of these unstructured documents are legal records (evidence of a business transaction) and some are even vital records (essential to the ongoing operation of the entity). Some could be potentially damaging and some could be potentially beneficial but no one knows. Some could involve the organization in legal disputes, some could involve the organization in  compliance disputes and some could save the organization thousands or millions of dollars; but no one knows.

Some should have been properly destroyed years ago (thus avoiding the aforementioned legal and compliance disputes) and some should never have been destroyed (costing the organization evidence of IP ownership or a billable transaction). But, no one knows.

However, everyone does know that shared drives waste an enormous amount of people’s time and are a virtual ‘black hole’ for both important documents and productivity.

There is a solution to the shared-drives problem but it can’t happen until some bright and responsible person steps up and takes ownership of both the problem and the solution.

For example, here is my recommendation using our product RecCapture (other vendors will have similar products designed as ours is to automatically capture all new and modified electronic documents fully automatically according to a set of business rules you develop for your organization). RecCapture is an add-on to RecFind 6 and uses the RecFind 6 relational database to store all captured documents.

RecCapture allows you to:

  • Develop and apply an initial set of document rules (which to ignore, which to keep, how to store and classify them, etc.) based on what you know about your shared drives (and yes, the first set of rules will be pretty basic because you won’t know much about the vast amount of documents in your shared drives).
  • Use these rules to capture and classify all corporate documents from your shared drives and store and index them in the RecFind 6 relational SQL database (the initial ‘sweep’).
  • Once they are in the relational database you can then utilize advanced search and global change capabilities to further organize and classify them and apply formal retention schedules.You will find that it is a thousand times easier to organize your documents once they are in RecFind 6.
  • Once the documents are saved in the RecFind 6 database (we maintain them in an inviolate state as indexed Blobs) you can safely and confidently delete most of them from your shared drives.
  • Then use these same document rules (continually being updated as you gain experience and knowledge) to automatically capture all new and modified (i.e., new versions) electronic documents as they are stored in your shared folders. Your users don’t need to change the way they work because the operation of RecCapture is invisible to them, it is a server-centric (not user-centric) and a fully automatic background process.
  • Use the advanced search features, powerful security system and versioning control of RecFind 6 to give everyone appropriate access to the RecCapture store so users can find any document in seconds thus avoiding errors and frustration and maximizing productivity and job satisfaction.

RecCapture isn’t expensive, it isn’t difficult to set up and configure and it isn’t difficult to maintain. It can be installed, configured and operational in a few days. It doesn’t interfere with your users and doesn’t require them to do anything other than their normal work.

It captures, indexes and classifies documents of any type. It can also be used to automatically abstract any text based document during the capture process. It makes all documents findable online (full text and Metadata) via a sophisticated search module (BOOLEAN, Metadata, Range searching etc.) and military strength security regime.

Accredited users can access the document store over the network and over the Internet.  Stored documents can be exported in native format or industry standard XML. It is a complete and easy to implement solution to the shared drives problem.

I am sure that Knowledgeone Corporation isn’t the only vendor offering modern tools like RecFind 6 and RecCapture so there is no excuse for you continuing to lose documents in your shared drives.

Why don’t you talk to a few enterprise content software vendors and find a tool that suits you? You will be amazed at the difference in your work environment once you solve the shared drives problem.  Then ask the boss for a pay rise and a promotion; you deserve it.

Could you manage all of your records with a mobile device?

by Frank 2. September 2012 06:00

I run a software company and I design and build an enterprise strength content management system called RecFind 6 which among other things, handles all the needs of physical records management.

This is fine if I have a big corporate or government customer because the cost is appropriate to the scale of the task at hand. However it isn’t fine when we receive lots of inquiries from much smaller organizations like small law forms that need a records management solution but only have a very small budget.

A very recent inquiry from a small but successful engineering company was also a problem because they didn’t have any IT infrastructure. They had no servers and used Google email. However, they still had a physical records management problem as well as an electronic document management problem but our solution was way outside of the ballpark.

Like any businessman I don’t like to see business walk away especially after we have spent valuable consultancy time helping the customer to understand the problem and define the need.

We have had a lot of similar inquiries lately and it has started me thinking about the need for a new type of product for small business, one that doesn’t require the overhead and expense of an enterprise-grade solution. It should also be one that doesn’t require in-house servers and a high overhead and maintenance cost.

Given our recent experience building a couple of iOS (for the iPhone and iPad) and Android (for any Android phone or tablet) apps I am of the opinion that any low cost but technically clever and easy-to-use solution should be based around a mobile device like a smart phone or tablet.

The lack of an in-house server wouldn’t be a problem because we would host the solution servers at a data centre in each country we operate in. Programming it wouldn’t be a problem because that is what we do and we already have a web services API as the foundation.

The only challenge I see is the need to get really creative about the functionality and the user interface. There is no way I can implement all the advanced functionality of the full RecFind 6 product on a mobile device and there is no way I can re-use the user interface from either the RecFind 6 smart-client or web-client. Even scaled down the user interface would be unsuitable for a mobile device; it needs a complete redesign. It isn’t just a matter of adapting to different form factors (screen sizes), it is about using the mobile device in the most appropriate way. It is about designing a product that leverages off the unique capabilities of a mobile device, not trying to force fit an application designed for Windows.

The good news is that there is some amazing technology now available for mobile devices that could easily be put to use for commercial business purposes even though a lot of it was designed for light weight applications and games. Three examples of very clever new software for mobile devices are Gimbal Context Aware, Titanium Mobile SDK and Vuforia Augmented Reality. But, these three development products are just the tip of the iceberg; there is literally a plethora of clever development tools and new products both in the market and coming to market in the near future.

As a developer, right now the Android platform looks to be my target. This is mainly because of the amount of software being developed for Android and because of the open nature of Android. It allows me to do far more than Apple allows me to do on its sandboxed iOS operating system.

Android also makes it far easier for me to distribute and support my solutions. I love iOS but Apple is just a little too anal and controlling to suit my needs. For example, I require free access to the file system and Apple doesn’t allow that. Nor does it give me the freedom I need to be able to attach devices my customers will need; no standard USB port is a huge pain for application developers.

I am sorry that I don’t have a solution for my smaller customers yet but I have made the decision to do the research and build some prototypes. RecFind 6 will be the back-end residing on a hosted server (in the ‘Cloud’) because it has a superset of the functionality required for my new mobile app. It is also the perfect development environment because the RecFind 6 Web Services SDK makes it easy for me to build apps for any mobile operating system.

So, I already have the backend functionality, the industrial-strength and scalable relational database and the Web Services API plus expertise in Android development using Eclipse and Java. Now all I have to do to produce my innovative new mobile app is find the most appropriate software and development platforms and then get creative.

It is the getting creative bit that is the real challenge. Wish me luck and watch this space.

 

Is Information Management now back in focus?

by Frank 12. August 2012 06:00

When we were all learning about what used to be called Data Processing we also learned about the hierarchy or transformation of information. That is, “data to information to knowledge to wisdom.”

Unfortunately, as information management is part of what we call the Information Technology industry (IT) we as a group are never satisfied with simple self-explanatory terms. Because of this age-old flaw we continue to invent and hype new terms like Knowledge Management and Enterprise Content Management most of which are so vague and ill-defined as to be virtually meaningless but nevertheless, provide great scope for marketing hype and consultants’ income.

Because of the ongoing creation of new terminology and the accompanying acronyms we have managed to confuse almost everyone. Personally I have always favoured the term ‘information management’ because it tells it like it is and it needs little further explanation. In the parlance of the common man it is an “old un, but a good un.”

The thing I most disliked about the muddy knowledge management term was the claim that computers and software could produce knowledge. That may well come in the age of cyborgs and true artificial intelligence but I haven’t seen it yet. At best, computers and software produce information which human beings can convert to knowledge via a unique human cognitive process.

I am fortunate in that I have been designing and programming information management solutions for a very long time so I have witnessed first-hand the enormous improvements in technology and tools that have occurred over time. Basically this means I am able to design and build an infinitely better information management solution today that I could have twenty-nine years ago when I started this business.  For example, the current product RecFind 6 is a much better, more flexible, more feature rich and more scalable product than the previous K1 product and it in turn was an infinitely better product than the previous one called RecFind 5.

One of the main factors in them being better products than their predecessors is that each time we started afresh with the latest technology; we didn’t build on the old product, we discarded it completely and started anew. As a general rule of thumb I believe that software developers need to do this around a five year cycle. Going past the five year life cycle inevitably means you end up compromising the design because of the need to support old technology. You are carrying ‘baggage’ and it is synonymous with trying to run the marathon with a hundred pound (45 Kg) backpack.

I recently re-read an old 1995 white paper I wrote on the future of information management software which I titled “Document Management, Records Management, Image Management Workflow Management...What? – The I.D.E.A”. I realised after reading this old paper that it is only now that I am getting close to achieving my lofty ambitions as espoused in the early paper. It is only now that I have access to the technology required to achieve my design ambitions. In fact I now believe that despite its 1995 heritage this is a paper every aspiring information management solution creator should reference because we are all still trying to achieve the ideal ‘It Does Everything Application’ (but remember that it was my I.D.E.A. first).

Of course, if you are involved in software development then you realise that your job is never done. There are always new features to add and there are always new releases of products like Windows and SQL server to test and certify against and there are always new releases of development tools like Visual Studio and HTML5 to learn and start using.

You also realise that software development is probably the dumbest business in the world to be part of with the exception of drug development, the only other business I can think of which has a longer timeframe between beginning R&D and earning a dollar. We typically spend millions of dollars and two to three years to bring a brand new product to market. Luckily, we still have the existing product to sell and fund the R&D. Start-ups however, don’t have this option and must rely on mortgaging the house or generous friends and relatives or venture capital companies to fund the initial development cycle.

Whatever the source of funding, from my experience it takes a brave man or woman to enter into a process where the first few years are all cost and no revenue. You have to believe in your vision, your dream and you have to be prepared for hard times and compromises and failed partnerships. Software development is not for the faint hearted.

When I wrote that white paper on the I.D.E.A. (the It Does Every Thing Application or, my ‘idea’ or vision at that time) I really thought that I was going to build it in the next few years, I didn’t think it would take another fifteen years. Of course, I am now working on the next release of RecFind so it is actually more than fifteen years.

Happily, I now market RecFind 6 as an information management solution because information management is definitely back in vogue. Hopefully, everyone understands what it means. If they don’t, I guess that I will just have to write more white papers and Blogs.

Moving your Records Management application to the Cloud; why would you do it?

by Frank 20. May 2012 06:00

We have all heard and read a lot about the Cloud and why we should all be moving that way. I wrote a little about this in a previous post. However, when we look at specific applications like records management we need to think about the human interaction and how that may be affected if we change from an in-house system to a hosted system. That is, how will the move affect your end-users and records management administrator? Ideally, it will make their job easier and take away some pain. If it makes their job harder and adds pain then you should not be doing it even if it saves you money.

We also need to think about the services we may need when we move to the Cloud. That is, will we need new services we don’t have now and will the Cloud vendor offer to perform services, like application maintenance, we currently do in-house?

In general, normal end-user functions should work the same whether we are running off an internal system or a Cloud-based one. This of course will depend upon the functionality of your records management software. Hopefully, there will be no difference to either the functionality or the user interface when you move to the Cloud. For the sake of this post let’s assume that there is a version of your records management system that can run either internally or in the Cloud and that the normal end-user interface is identical or as near-as-such that it doesn’t matter. If the end-user interface is massively different then you face extra cost and disruption because of the need to convert and retrain your users and this would be a reason not to move to the Cloud unless you were planning to change vendors and convert anyway.

Now we need to look at administrator functions, those tasks usually performed by the records management administrator or IT specialist to configure and manage the application.  Either the records management administrator can perform the same tasks using the Cloud version or you need to ask the Cloud vendor to perform some services for you. This will be at a cost so make sure you know what it is beforehand.  There are some administrator functions you will probably be glad to outsource to the Cloud vendor such as maintaining the server and SQL Server and taking and verifying backups.

I would assume that the decision to move a records management application to the Cloud would and should involve the application owner and IT management. The application owner has to be satisfied that the end-user experience will be better or at least equal to that of the in-house installation and IT management needs to be sure that the integrity and security of the Cloud application will at the very least be equal to that of the in-house installation. And finally, the application owner, the records manager, needs to be satisfied that the IT support from the vendor of the Cloud system will be equal to or better than the IT support being received from the in-house or currently out-sourced IT provider.

There is no point in moving to the Cloud if the end-user or administrator experience will deteriorate just as there is no point in moving to the Cloud if the level of IT support falls.

Once you have made the decision to move your records management application to the Cloud you need to plan the cutover in a way that causes minimal disruption to your operation. Ideally, your staff will finish work on the in-house application on Friday evening and begin working on the Cloud version the next Monday morning. You can’t afford to have everyone down for days or weeks while IT specialists struggle to make everything work to your satisfaction. This means you need to test the Cloud system extensively before going live in production. In this business, little or no testing equals little or no success and a great deal of pain and frustration.

If it was me, I would make sure that the move to the Cloud meant improvements in all facets of the operation. I would want to make sure that the Cloud vendor took on the less pleasant, time-consuming and technical tasks like managing and configuring the required IT infrastructure. I would also want them to take on the more bothersome, awkward and technically difficult application administration tasks. Basically, I would want to get rid of all the pain and just enjoy the benefits.

You should plan to ‘outsource’ all the pain to make your life and the life of your staff easier and more pleasant and in doing so, make everyone more productive. It is like paying an expert to do your tax return and getting a bigger refund. The Cloud solution must be presented as a value proposition. It should take away all the non-core activities that suck up your valuable time and allow you and your staff more time to do the core activities in a better and more efficient way; it should allow you to become more productive.

I am a great believer in the Cloud as a means of improving productivity, lowering costs and improving data integrity and security. It is all doable given available facilities and technology but in the end, it is up to you and your negotiations with the Cloud provider.  Stand firm and insist that the end result has to be a better solution in every way; compromise should not be part of the agreement.

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